Cloud-Native DevOps for Agentic AI in Automated Finance

Authors

  • Daniel Thompson Author

Keywords:

Agentic Artificial Intelligence in Finance, Reinforcement Learning for Trading Systems, Automated Trading and Risk Management, DevOps-Driven Financial AI, Cloud-Native Financial Architectures, Continuous Model Deployment (MLOps), Governance-Embedded Infrastructure, Regulatory-Compliant AI Systems, Real-Time Model Adaptation, Supervisory Technology (SupTech) Alignment, Scalable Financial AI Operations, Observability in Automated Trading Systems, Model Lifecycle Management, Secure and Resilient Financial Platforms, AI Governance and Control Frameworks.

Abstract

Conventional automated trading and risk management employ deterministic models within a well-defined decision support paradigm. Emerging DevOps-driven cloud-native architectures, however, enable scalable, resilient, operable, observant, and automated systems where models are continuously updated in response to changing real-world conditions. Recent research suggests extending agent-based reinforcement learning beyond a decision support role toward direct decision-making responsibilities, underpinned by proper control and governance principles. The combination of such agentic models within automated financial systems presents novel challenges, while fulfilling requirements defined by supervisory authorities. A suitably architected cloud-native environment thus has the potential to not only expedite the delivery of financial AI models, but also to support their increasingly frequent deployment and operation with minimum effort and oversight. The specific considerations, from foundational concepts through to development and operational constraints, then govern the underlying implementation.

The ultimate goal is a DevOps-driven cloud-native implementation framework that guarantees the reliable delivery of agentic AI models into automated trading and risk management systems, quickly, frequently, and with minimal overhead. In this highly regulated domain, controls must therefore be embedded within the supporting infrastructure and processes rather than bolted on afterwards. The key metrics for measuring success then become the speed, frequency, and simplicity with which models are delivered, continuously improved, and retired, all while remaining compliant with a multitude of ever-present security, risk, governance, and operational requirements. By explicitly specifying these considerations, the intention is to present a coherent synthesis of the architectural rationale and a repeatable implementation approach.

References

1. Chen, Z., Chen, W., Smiley, C., Shah, S., Borova, I., Langdon, D., Moussa, R., Beane, M., Huang, T. H., Routledge, B., & Wang, W. Y. (2021). FinQA: A dataset of numerical reasoning over financial data. In Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing (pp. 3697–3711). Association for Computational Linguistics.

2. Rafi, T., Garousi, V., & Wang, K. (2021). DevOps: A systematic literature review. Information and Software Technology, 133, 106514.

3. Inala, R., & Somu, B. (2024). Agentic ai in retail banking: Redefining customer service and financial decision-making. Journal of Artificial Intelligence and Big Data Disciplines, 1(1), 1-19.

4. Díaz, J., Perez, G. M., & López-Peña, M. A. (2021). DevOps in practice: A systematic literature review. Software: Practice and Experience, 51(9), 1841–1861.

5. Forsgren, N., Humble, J., & Kim, G. (2021). Accelerate: The science of lean software and DevOps. IT Revolution.

6. Kolla, S. K., & Reddy, V. A. R. (2024). Evaluating Cloud-Native vs. Hybrid Architectures for Health Benefit Administration Systems. International Journal of Medical Toxicology and Legal Medicine, 27(5), 1042-1053.

7. Sato, D., & Bravo, M. (2021). Continuous delivery and DevOps practices in cloud-native software development. Journal of Systems and Software, 178, 111002.

8. Taibi, D., Lenarduzzi, V., & Pahl, C. (2021). Architectural patterns for microservices in cloud-native applications. Journal of Systems and Software, 181, 111036.

9. Gottimukkala, V. R. R. (2024). Federated Learning Approaches for Fraud Detection in International Payment Systems. https://www. jisem-journal. com/download/118_JISEM. pdf.

10. Subramanya, R., Sierla, S., & Vyatkin, V. (2022). From DevOps to MLOps: Overview and application to electricity market forecasting. Applied Sciences, 12(19), 9851.

11. Kreuzberger, D., Kühl, N., & Hirschl, S. (2022). Machine learning operations (MLOps): Overview, definition, and architecture. IEEE Access, 11, 31866–31879.

12. Faustino, J., Adriano, D., Amaro, R., Pereira, R., & da Silva, M. M. (2022). DevOps benefits: A systematic literature review. Software: Practice and Experience, 52(9), 1905–1926.

13. Kolla, T. (2024). Graph Neural Networks for HCC Risk Adjustment and Interoperability. International Journal of Science, Research and Technology, 7(6), 13244-13255.

14. Shah, R., Chawla, K., Eidnani, D., Shah, A., Du, W., Chava, S., Raman, N., Smiley, C., Chen, J., & Yang, D. (2022). When FLUE meets FLANG: Benchmarks and large pretrained language model for financial domain. In Proceedings of the 2022 Conference on Empirical Methods in Natural Language Processing (pp. 2322–2335). Association for Computational Linguistics.

15. Eismann, S., Feitelson, D., & Schmid, K. (2022). Machine learning operations: Challenges and practices for deploying machine learning systems. IEEE Software, 39(4), 38–45.

16. Ruf, P., Madan, M., Reich, C., & Ossa, B. (2022). Demystifying MLOps and presenting its implementation in the context of a German manufacturing company. Applied Sciences, 11(20), 9851.

17. Inala, R. Designing Scalable Technology Architectures for Customer Data in Group Insurance and Investment Platforms.

18. Ogbuefi, E., Owoade, S., Ubanadu, B. C., Daraojimba, A. I., & Akpe, O. E. E. (2021). Advances in cloud-native software delivery using DevOps and continuous integration pipelines. Iconic Research and Engineering Journals, 5(4), 260–283.

19. Liu, X., Zhang, Y., Zhang, Y., Wang, Y., & others. (2022). Cloud-native architecture and DevOps practices for intelligent software systems. Procedia Computer Science, 208, 590–597.

20. Kanani, I. J. (2022). Implementing DevSecOps in cloud-native workflows. World Journal of Advanced Research and Reviews, 15(3), 652–655.

21. Kreuzberger, D., Kühl, N., & Hirschl, S. (2023). Machine learning operations (MLOps): Overview, definition, and architecture. IEEE Access, 11, 31866–31879.

22. Inala, R. (2023). AI-powered investment decision support systems: Building smart data products with embedded governance controls. Journal for ReAttach Therapy and Developmental Diversities, 6(10), 2251-2266.

23. Faubel, L., Schmid, K., & Eichelberger, H. (2023). MLOps challenges in Industry 4.0. SN Computer Science, 4, Article 828.

24. de Alwis, C., & others. (2023). The pipeline for the continuous development of artificial intelligence models—Current state of research and practice. Journal of Systems and Software, 199, 111615.

25. Cheng, Q., Sahoo, D., Saha, A., Yang, W., Liu, C., Woo, G., Singh, M., Saverese, S. C. H., & Hoi, S. C. H. (2023). AI for IT operations (AIOps) on cloud platforms: Reviews, opportunities and challenges. arXiv.

26. Wu, Q., Bansal, G., Zhang, J., Wu, Y., Li, B., Zhu, E., Jiang, L., Zhang, X., Zhang, S., Liu, J., Awadallah, A. H., White, R. W., Burger, D., & Wang, C. (2024). AutoGen: Enabling next-generation LLM applications via multi-agent conversation. In ICLR 2024 Workshops: LLM Agents.

27. Davuluri, P. S. L. (2023). AI-Augmented Sanctions Screening: Enhancing Accuracy and Latency in Real Time Compliance Systems. AI-Augmented Sanctions Screening: Enhancing Accuracy and Latency in Real Time Compliance Systems (December 15, 2023).

28. Wang, L., Ma, C., Feng, X., Zhang, Z., Yang, H., Zhang, J., Chen, Z., Tang, J., Chen, X., Lin, Y., Zhao, W. X., Wei, Z., & Wen, J. (2024). A survey on large language model based autonomous agents. Frontiers of Computer Science, 18, Article 186345.

29. Liu, X., Yu, H., Zhang, H., Xu, Y., Lei, X., Lai, H., Gu, Y., Ding, H., Men, K., Yang, K., Zhang, S., Deng, X., Zeng, A., Du, Z., Zhang, C., Shen, S., Zhang, T., Su, Y., Sun, H., Huang, M., Dong, Y., & Tang, J. (2023). AgentBench: Evaluating LLMs as agents. In International Conference on Learning Representations.

30. Schick, T., Dwivedi-Yu, J., Dessì, R., Raileanu, R., Lomeli, M., Zettlemoyer, L., Cancedda, N., & Scialom, T. (2023). Toolformer: Language models can teach themselves to use tools. In Advances in Neural Information Processing Systems.

31. Shinn, N., Cassano, F., Berman, E., Gopinath, A., Narasimhan, K., & Yao, S. (2023). Reflexion: Language agents with verbal reinforcement learning. In Advances in Neural Information Processing Systems.

32. Kolla, S. K., & Mangalampalli, B. M. (2024). Edge-Based Deep Learning Systems for Point-of-Care Diagnostic Intelligence. Journal of Neonatal Surgery, 13(1), 2387-2399.

33. Wu, Q., Bansal, G., Zhang, J., Wu, Y., Li, B., Zhu, E., Jiang, L., Zhang, X., Zhang, S., Liu, J., Awadallah, A. H., White, R. W., Burger, D., & Wang, C. (2023). AutoGen: Enabling next-gen LLM applications via multi-agent conversation. arXiv.

34. Yang, H., Liu, X.-Y., & Wang, C. D. (2023). FinGPT: Open-source financial large language models. arXiv.

35. Wu, S., Irsoy, O., Lu, S., Dabravolski, V., Dredze, M., Gehrmann, S., Kambadur, P., Rosenberg, D., & Mann, G. (2023). BloombergGPT: A large language model for finance. arXiv.

36. Xie, Q., Han, W., Zhang, X., Lai, Y., Peng, M., Lopez-Lira, A., & Huang, J. (2023). PIXIU: A large language model, instruction data and evaluation benchmark for finance. arXiv.

37. Yu, Y., Li, H., Chen, Z., Jiang, Y., Li, Y., Zhang, D., Liu, R., Suchow, J. W., & Khashanah, K. (2024). FinMem: A performance-enhanced LLM trading agent with layered memory and character design. Proceedings of the AAAI Symposium Series, 3(1), 595–597.

38. Yang, H., Zhang, B., Wang, N., Guo, C., Zhang, X., Lin, L., Wang, J., Zhou, T., Guan, M., Zhang, R., & others. (2024). FinRobot: An open-source AI agent platform for financial applications using large language models. arXiv.

Additional Files

Published

2024-12-18

How to Cite

Cloud-Native DevOps for Agentic AI in Automated Finance. (2024). Journal of Innovative Academic Research (JIAR) | International Peer-Reviewed Open Access Journal, 2(04). https://jiarjournal.org/index.php/jiar/article/view/29